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	<title>Comments on: How To Use The U.S. Patent Office&#8217;s Policy Of &#8220;Compact&#8221; Prosecution To Your Advantage</title>
	<atom:link href="http://patentablydefined.com/2007/06/18/making-the-most-of-the-us-patent-offices-policy-of-compact-prosecution/feed/" rel="self" type="application/rss+xml" />
	<link>http://patentablydefined.com/2007/06/18/making-the-most-of-the-us-patent-offices-policy-of-compact-prosecution/</link>
	<description>A practical patent prosecution blog published by Michael Kondoudis</description>
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		<title>By: mike</title>
		<link>http://patentablydefined.com/2007/06/18/making-the-most-of-the-us-patent-offices-policy-of-compact-prosecution/comment-page-1/#comment-1180</link>
		<dc:creator>mike</dc:creator>
		<pubDate>Thu, 13 Sep 2007 11:44:57 +0000</pubDate>
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		<description>&lt;p&gt;Thank you for the compliment and for taking the time to ask your question.  &lt;/p&gt;
&lt;p&gt;The short answer is yes, the KSR decision will complicate the issues and will not improve the problems you describe.  But, the principles discussed in the post still apply post-KSR.  &lt;/p&gt;
&lt;p&gt;The KSR decision certainly makes it easier for an Examiner to make a 103 rejection based on “common sense” or that a modification would have been “obvious to try.”  The KSR decision, however, also emphasizes (at least 4 times as I recall) that the rationale for the necessary modification/combination must be explicitly stated on the record.  So, if the Examiner is making only a general allegation that a common sense modification of Smith suggests a claim feature, the very decision that authorizes this type of rejection also renders the rejection deficient as a matter of law.  &lt;/p&gt;
&lt;p&gt;And, the failure to make out a prima facie case precludes finality of the next Office Action because the rejection would not be based on a claim amendment or information in an IDS.  See MPEP 706.07.  The argument in support of this preclusion may include the following:&lt;/p&gt;
&lt;p&gt;MPEP 2142, which provides that: (i) the Examiner bears the initial burden of factually supporting any prima facie conclusion of obviousness; and (ii)  if the Examiner does not produce a prima facie case, the Applicant is under no obligation to submit evidence of nonobviousness.  &lt;/p&gt;
&lt;p&gt;MPEP 2143.01(III), which provides that the mere fact that a modification can be made is legally insufficient to establish a prima facie case of obviousness.&lt;/p&gt;
&lt;p&gt;In an alternative circumstance, if the Examiner makes a deficient 102 rejection and then, in response to a patentability argument based on the absence of a prima facie case, makes a 103 in the next Office Action, that next action likewise cannot properly be made final because the rejection would not be based on a claim amendment or information in an IDS.&lt;/p&gt;
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		<content:encoded><![CDATA[<p>Thank you for the compliment and for taking the time to ask your question.  </p>
<p>The short answer is yes, the KSR decision will complicate the issues and will not improve the problems you describe.  But, the principles discussed in the post still apply post-KSR.  </p>
<p>The KSR decision certainly makes it easier for an Examiner to make a 103 rejection based on “common sense” or that a modification would have been “obvious to try.”  The KSR decision, however, also emphasizes (at least 4 times as I recall) that the rationale for the necessary modification/combination must be explicitly stated on the record.  So, if the Examiner is making only a general allegation that a common sense modification of Smith suggests a claim feature, the very decision that authorizes this type of rejection also renders the rejection deficient as a matter of law.  </p>
<p>And, the failure to make out a prima facie case precludes finality of the next Office Action because the rejection would not be based on a claim amendment or information in an IDS.  See MPEP 706.07.  The argument in support of this preclusion may include the following:</p>
<p>MPEP 2142, which provides that: (i) the Examiner bears the initial burden of factually supporting any prima facie conclusion of obviousness; and (ii)  if the Examiner does not produce a prima facie case, the Applicant is under no obligation to submit evidence of nonobviousness.  </p>
<p>MPEP 2143.01(III), which provides that the mere fact that a modification can be made is legally insufficient to establish a prima facie case of obviousness.</p>
<p>In an alternative circumstance, if the Examiner makes a deficient 102 rejection and then, in response to a patentability argument based on the absence of a prima facie case, makes a 103 in the next Office Action, that next action likewise cannot properly be made final because the rejection would not be based on a claim amendment or information in an IDS.</p>
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		<title>By: Jeff Lindsay</title>
		<link>http://patentablydefined.com/2007/06/18/making-the-most-of-the-us-patent-offices-policy-of-compact-prosecution/comment-page-1/#comment-1177</link>
		<dc:creator>Jeff Lindsay</dc:creator>
		<pubDate>Mon, 10 Sep 2007 01:34:06 +0000</pubDate>
		<guid isPermaLink="false">http://patentablydefined.com/?p=18#comment-1177</guid>
		<description>Very valuable post. Thanks!

Do you think that KSR will complicate the issues on #3 above? Will the Examiner simply say, for example, that Smith might not explicitly teach it, but Smith in light of common sense makes is obvious. So we get a 103 rejection instead of 102 - and a final office action. We&#039;ve seen problems of this nature before KSR, so I don&#039;t see things improving.</description>
		<content:encoded><![CDATA[<p>Very valuable post. Thanks!</p>
<p>Do you think that KSR will complicate the issues on #3 above? Will the Examiner simply say, for example, that Smith might not explicitly teach it, but Smith in light of common sense makes is obvious. So we get a 103 rejection instead of 102 &#8211; and a final office action. We&#8217;ve seen problems of this nature before KSR, so I don&#8217;t see things improving.</p>
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